Brian Klein

Senior Controller, Head of Asset Servicing, Confirms, Data Services, and Recon Operations
Managing Director

Brian Klein

Brian Klein is a Managing Director and Senior Controller for Sculptor Capital. As Head of Asset Servicing, Confirms, Data Services, and Recon Operations, he oversees all corporate action & proxy-related functions, documentation of global OTC trading, maintenance & governance of firm reference data, and the reconciliation process across products & counterparties. During his tenure at the firm, Mr. Klein has worked to streamline operational processes, implement rigorous financial controls, and develop an enhanced ecosystem to manage the firm’s counterparty data.

Mr. Klein has over 15 years of experience in the asset management industry. Prior to joining Sculptor Capital in 2005, Mr. Klein was a Senior Auditor with Rothstein Kass.

Mr. Klein holds a Bachelor of Science in Accounting from Villanova University.

Important Information and Disclosures

THIS VIDEO IS FOR INFORMATIONAL PURPOSES ONLY AND SHOULD NOT BE RELIED UPON AS INVESTMENT OR OTHER PROFESSIONAL ADVICE. This video has been prepared by Sculptor Capital Management, Inc. (together with its affiliates, “Sculptor Capital LP”), and the information contained herein is not intended to be taken by, and should not be taken by, any individual recipient as investment, legal, accounting, tax or other professional advice, a recommendation to buy, hold or sell any security, or an offer to sell or a solicitation of offers to purchase any security; no fiduciary, advisory or client relationship is created through this video. For information about Sculptor Capital’s business, including risks and financial information, please refer to our most recent Annual Report on Form 10-K filed with the Securities and Exchange Commission.

NEITHER THIS VIDEO NOR ANY OF THE INFORMATION HEREIN CONSTITUTES OR FORMS PART OF AN OFFER OF OR SOLICITATION FOR ANY SCULPTOR CAPITAL FUND. Offers or solicitations for an investment in an investment fund managed or sponsored by Sculptor Capital (a “Fund”) only occur through a confidential private placement memorandum and related purchase documentation to qualified investors on a confidential basis, and subject to the terms and conditions contained in such documents and in such Fund’s operative agreements. Those who access this video or any information contained herein do so at their own initiative and are responsible for compliance with local laws or regulations.

THIS VIDEO IS NOT A RECOMMENDATION FOR ANY SECURITY OR PORTFOLIO COMPANY. References to any portfolio companies and asset classes are intended to illustrate the application of Sculptor Capital’s investment process only and should not be used as the basis for making any decision about purchasing, holding or selling any securities. Nothing herein should be interpreted or used in any manner as investment advice. A complete list of all Sculptor Capital investments related to the investment strategies discussed herein will be made available upon request.

PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. Any past performance of Sculptor Capital or any Fund or portfolio company discussed in this video is not necessarily indicative of the performance of any other Fund, portfolio company or of Sculptor Capital as a whole, and you should not assume that investments in the future will be profitable or will equal the performance of past investments. Moreover, wherever there is the potential for profit there is also the possibility of loss and investors may louse all or a substantial portion of their investment.

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Any views or opinions expressed herein reflect the views and opinions of the participants as of the date it was recorded and such views and opinions are subject to change without notice. Such statements cannot be independently verified. Sculptor Capital has no obligation to update the information contained herein.

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